Monday, December 6, 2010

Are Fairy Tales Necessary? Revisiting G. K. Chesterton’s “The Ethics of Elfland”


In 1905, the English writer, journalist, and philosopher G. K. Chesterton published a book of essays critiquing the ideas of his literary contemporaries (even though many of them, like George Bernard Shaw, also happened to be his personal friends), entitled Heretics.  His book was aimed at a host of positions that he deeply opposed, including skepticism, relativism, and nihilism.  In fact, the trends of thought that he viewed as precarious sophisms covered a whole range of topics; some particular to his time, and some (like racism) that are still with us today.  Orthodoxy, which appeared in 1908, was intended to be a companion volume, in which Chesterton set out to present, in an unsystematic and very personal way, his own beliefs.  It, too, contained ideas specific to its time, but also set out a lasting philosophy based on Chesterton’s optimistic, common-sense Christianity, and his deep and abiding sense of wonder at the world.  In this work, so filled with the illuminating paradoxes for which he is justly famous,[1] Chesterton devoted a chapter to what he described as “The Ethics of Elfland.”[2]

     He set out to discuss “what ethic and philosophy come from being fed on fairy tales.”[3]  Noting the fact that that many fairy tales are designed to teach a moral or lesson, he made it clear that his essay was “not concerned with any of the separate statutes of elfland, but with the whole spirit of its law.”[4]  It was not the individual message of the individual fairy tale that he was concerned with, but, “I am concerned with a certain way of looking at life, which was created in me by fairy tales, but has since been meekly ratified by the mere facts.”[5]  For Chesterton, fairy tales were, “in the true sense of the word, reasonable…in the true sense of the word, necessary.”[6]  This necessity arose out of the synthesis of reason and imagination that the fairy tale alone possessed.  For Chesterton, the fairy tale view was a complete and true version of the universe.  Science could only present facts; fairy tales allowed us to understand them.  “When we are asked why eggs turn to birds or fruits fall in autumn, we must answer exactly as the fairy godmother would answer if Cinderella asked her why mice turned to horses or her clothes fell from her at twelve o'clock. We must answer that it is magic.”[7]  Chesterton saw the fairy tale as a means of understanding the world around us, of giving us a sense of the underlying meaning and wonder of things.  “The only words that ever satisfied me as describing Nature are the terms used in the fairy books, ‘charm,’ ‘spell,’ ‘enchantment.’  They express the arbitrariness of the fact and its mystery.  A tree grows fruit because it is a magic tree.  Water runs downhill because it is bewitched.  The sun shines because it is bewitched.”[8]

     In this paradox, Chesterton sought to awaken in us the sense that fairy tales teach us to believe in magic because life itself is magical.  Fairy tales do not reject logic; they simply extend it to the imaginary.  “If the three brothers all ride horses, there are six animals and eighteen legs involved: that is true rationalism, and Fairy Land is full of it.”[9]  We have all seen birds fly, but that is not proof that dragons can’t also fly.  For Chesterton, the whole world was magical, and fairy tales served to remind us of this.

     In what is probably his best-known work, the novel The Man Who Was Thursday, Chesterton’s protagonist, Gabriel Syme, receives the moniker Thursday when he is given a seat on the Central Anarchist Council of Europe, whose members are called by the days of the week.  He lives through a series of bewildering adventures, culminating on the night of a great masquerade ball.  Syme sees all the forms of nature dancing before him as he beholds the costumed dancers.  He sees a man dressed as a windmill, another as an elephant.  There is a dancing lamppost, a dancing apple tree, and a dancing ship.  One reveler is even dressed as a hornbill.  He sees a fairy dancing with a pillar-box and a peasant girl dancing with the moon.  “One would have thought that the untamable tune of some mad musician had set all the common objects of field and street dancing an eternal jig.  And long afterwards, when Syme was middle-aged and at rest, he could never see one of those particular objects—a lamppost, or an apple tree, or a windmill—without thinking that it was a strayed reveler from that revel of masquerade.”[10]  This is the world of the fairy tale, where a fairy dances with a pillar-box and a peasant girl dances with the moon, but it is also the “everyday” world—transformed by wonder.

     Before arriving at the masquerade ball, Gabriel Syme and his companions on the Council of Days are forced by circumstances to share their individual ideas about the nature of Nature itself, and Syme cries out: “Shall I tell you the secret of the whole world?  It is that we have only known the back of the world.  We see everything from behind, and it looks brutal.  That is not a tree, but the back of a tree.  That is not a cloud, but the back of a cloud.  Cannot you see that everything is stooping and hiding a face?  If we could only get round in front—”[11]  It is only after experiencing the costume ball, “as absurd as Alice in Wonderland, yet as grave and kind as a love story,”[12] that Syme is able to see the “faces” of the world around him—as revelers strayed from the ball.  This is the mystery of the world revealed by the fairy tale, where an object as common as a lamppost can seem like a reveler at a dance.

     Chesterton felt those ideas, he said, from childhood, before he had heard of philosophy or theology.  All children who read fairy tales secretly hope they are actually true.  Chesterton, as he grew to be a man, realized that they were even truer than the truths of science.  For him, a sunset was magic, magic accessible to all, and the Divine was a magician.  Scientists might still debate among themselves why this or that exact combination of meteorology and optics, oceanography or quantum physics, results in a sunset—but what is undeniable is that a sunset causes awe and wonder in the human heart.  For Chesterton, the sunset was a magician’s painting, a wonder greater than the conjurer summoning a glass castle from the sea.

     Hermann Hesse, in his novel Die Morgenlandfahrt, usually translated into English as The Journey to the East, told the story of a vast and timeless journey made up of all the spiritual seekers and artists, imaginary or real, of every time and place.  They form a league of searchers traveling toward the light.  Don Quixote and Parzival are members, as are Zoroaster and Plato.  Albertus Magnus and the modern artist Paul Klee are fellow travelers.  Hesse (the mysterious H. H.) and his wife Ninon take part in the journey.  The original title of the book, Die Morgenlandfahrt, has rich and complex connotations that are not easily captured in the English version.  The German title can be translated as the “The Journey to the Orient,” but it can also mean “The Tomorrowland Journey.”[13]  The story can be interpreted as the voyage toward enlightenment—as the East represents the coming of the light—but it is also important to remember that Morgenland, in addition to meaning "the East" or "the Orient," is used by several German Romantic writers as a name for Fairy Land or Jinnistan.  In this sense, the title Die Morgenlandfahrt can also be interpreted as the journey toward imagination and wonder.  Hesse described the goal of the journey as “the home and youth of the soul.”[14]  He likened the blissful experience of the journey itself to “the same secret as the happiness in dreams…the freedom to experience everything imaginable simultaneously, to exchange the outward and inward easily, to move Time and Space about like scenes in a theatre.”[15]  The journey brings meaning and hope with it, “as we conquered the war-shattered world by our faith and transformed it into a Paradise.”[16]  The journey is one of internal transformation, a journey of the imagination, but its effects on all those that it touches are real.  The journey has as its goal the “home” of which Novalis spoke,[17] the Golden Age of fairy tales and universal poesy.

     Chesterton saw the world of fairy tales, the Morgenland, as a place of wonder but not unreason, of happiness but not lawlessness.  On the contrary, he saw the laws of elfland as being fairer and more reasonable than any other laws humans had claimed to discover.  At the center of the ethics of elfland is the law of reciprocity, the law of gratitude.  In order to achieve a boon, one must follow the rules, because obedience to the rules is payment for the boon.  Cinderella must return by midnight.  She must return by midnight not because it is the “law,” but because her obedience is payment for the favor she receives.  It is less a law of right or wrong than of worthiness or unworthiness.  In fairy tales, people must do all sorts of strange things, from singing a certain song to retrieving a certain sword.  They do these things in order to show their worthiness; their true-heartedness.  It is by fidelity, fortitude, and devotion to duty that magic favors or gifts are gained.  But in a greater sense, it is by using these virtues as an expression of gratitude that the gift of magic is reciprocated.

     Over and over again in fairy tales, the true heart is separated from the false by its ability to express gratitude. The boy who stops to thank the old woman is the one who discovers that she is a Wise Woman.  “For the universe is a single jewel, and while it is a natural cant to talk of a jewel as peerless and priceless, of this jewel it is literally true.  The cosmos is indeed without peer and without price: for there cannot be another one.”[18]  The universe itself is a fairy tale told by a divine storyteller and “the proper form of thanks to it is some form of humility and restraint…”[19]  For Chesterton, the great lesson that he learned in the nursery was humble gratitude; gratitude for sunsets, for dragons, and for all things good and extraordinary.   



[1] Quentin Lauer, S.J., G.K. Chesterton, Philosopher Without Portfolio, (New York: Fordham University Press, 1992), p. 30.

[2] G.K. Chesterton, Orthodoxy, (New York: Dodd, Mead and Company, 1908), pp. 81-118.

[3] G.K. Chesterton, Orthodoxy, p. 88.

[4] G.K. Chesterton, Orthodoxy, p. 89.

[5] G.K. Chesterton, Orthodoxy, p. 89.

[6] G.K. Chesterton, Orthodoxy, p. 89.

[7] G.K. Chesterton, Orthodoxy, p. 93.

[8] G.K. Chesterton, Orthodoxy, p. 94.

[9] G.K. Chesterton, Orthodoxy, p. 90.

[10] G.K.Chesterton, The Man Who Was Thursday (New York: Capricorn Books, G.P. Putnam’s Sons, 1960), p. 184. 

[11] G.K. Chesterton, The Man Who Was Thursday, pp. 176-177.

[12] G.K. Chesterton, The Man Who Was Thursday, p. 186.

[13] Mark Boulby, Hermann Hesse: His Mind and Art (Ithaca: Cornell University Press, 1967), p. 248.

[14] Hermann Hesse, The Journey to the East, trans. Hilda Rosner (New York: Picador Books, Farrar, Straus and Giroux, 2003) p. 27.

[15] Hermann Hesse, p. 28.

[16] Hermann Hesse, p. 28.

[17] Hermann Hesse, p. 13.

[18] G.K. Chesterton, Orthodoxy, pp. 116-117.

[19] G.K. Chesterton, Orthodoxy, p. 117.


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